The SEC is seeking court approval of a consent judgment requiring former Western Asset co-CIO Ken Leech to pay a $3 million penalty and face securities-industry restrictions over an alleged trade-allocation scheme that steered gains to favored clients and losses to others; Leech did not admit the allegations. Combined with Western Asset’s $100 million settlement, the resolutions are expected to provide $103 million in relief to affected investors.

Finance· Oct 6, 2026

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Legg Mason· Finance · 8 sources · Oct 6, 2026Story

SEC Seeks $3 Million Judgment Against Leech

Finance· Oct 6, 2026

Facts from Wikidata (CC0). Image by Legg Mason, Inc. via Wikimedia Commons (Public domain).

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About Legg Mason

Legg Mason, Inc. fue una firma estadounidense de gestión de inversiones y gestión de activos con sede en Baltimore, fundada en 1899 y adquirida por Franklin Templeton Investments a partir de julio de 2020. Al 31 de diciembre de 2019, la empresa tenía $730.8 mil millones en activos bajo gestión, incluidos $161.2 mil millones en activos de renta variable, $420.2 mil millones en activos de renta fija, $74.3 mil millones en activos alternativos y $75.1 mil millones en activos de liquidez.

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Country: United States
Headquarters: Baltimore
Inception: 1899
Website: http://www.leggmason.com/

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