In theoretical physics, quantum chromodynamics (QCD) is the study of the strong interaction between quarks mediated by gluons. Quarks are fundamental particles that make up composite hadrons such as the proton, neutron and pion. QCD is a type of quantum field theory called a non-abelian gauge theory, with symmetry group SU(3). The QCD analog of electric charge is a property called color. Gluons are the force carriers of the theory, just as photons are for the electromagnetic force in quantum electrodynamics. The theory is an important part of the Standard Model of particle physics. A large body of experimental evidence for QCD has been gathered over the years.
QCD exhibits three salient properties:
Color confinement. Due to the force between two color charges remaining constant as they are separated, the energy grows until a quark–antiquark pair is spontaneously produced, turning the initial hadron into a pair of hadrons instead of isolating a color charge. Although analytically unproven, color confinement is well established from lattice QCD calculations and decades of experiments.
Asymptotic freedom, a steady reduction in the strength of interactions between quarks and gluons as the energy scale of those interactions increases (and the corresponding length scale decreases). The asymptotic freedom of QCD was discovered in 1973 by David Gross and Frank Wilczek, and independently by David Politzer in the same year. For this work, all three shared the 2004 Nobel Prize in Physics.
Chiral symmetry breaking, the spontaneous symmetry breaking of an important global symmetry of quarks, detailed below, with the result of generating masses for hadrons far above the masses of the quarks, and making pseudoscalar mesons exceptionally light. Yoichiro Nambu was awarded the 2008 Nobel Prize in Physics for elucidating the phenomenon in 1960, a dozen years before the advent of QCD. Lattice simulations have confirmed all his generic predictions.
Contents
Terminology
Physicist Murray Gell-Mann coined the word quark in its present sense. It originally comes from the phrase "Three quarks for Muster Mark" in Finnegans Wake by James Joyce. On June 27, 1978, Gell-Mann wrote a private letter to the editor of the Oxford English Dictionary, in which he related that he had been influenced by Joyce's words: "The allusion to three quarks seemed perfect." (Originally, only three quarks had been discovered.)
The three kinds of charge in QCD (as opposed to one in quantum electrodynamics or QED) are usually referred to as "color charge" by loose analogy to the three kinds of color (red, green and blue) perceived by humans. Other than this nomenclature, the quantum parameter "color" is completely unrelated to the everyday, familiar phenomenon of color.
The force between quarks is known as the colour force (or color force) or strong interaction, and is responsible for the nuclear force.
Since the theory of electric charge is dubbed "electrodynamics", the Greek word χρῶμα (chrōma, "color") is applied to the theory of color charge, "chromodynamics".
History
With the invention of bubble chambers and spark chambers in the 1950s, experimental particle physics discovered a large and ever-growing number of particles called hadrons. It seemed that such a large number of particles could not all be fundamental. First, the particles were classified by charge and isospin by Eugene Wigner and Werner Heisenberg; then, in 1953–56, according to strangeness by Murray Gell-Mann and Kazuhiko Nishijima (see Gell-Mann–Nishijima formula). To gain greater insight, the hadrons were sorted into groups having similar properties and masses using the eightfold way, invented in 1961 by Gell-Mann and Yuval Ne'eman. Gell-Mann and George Zweig, correcting an earlier approach of Shoichi Sakata, went on to propose in 1963 that the structure of the groups could be explained by the existence of three flavors of smaller particles inside the hadrons: the quarks. Gell-Mann also briefly discussed a field theory model in which quarks interact with gluons.
Perhaps the first remark that quarks should possess an additional quantum number was made as a short footnote in the preprint of Boris Struminsky in connection with the Ω− hyperon being composed of three strange quarks with parallel spins (this situation was peculiar, because since quarks are fermions, such a combination is forbidden by the Pauli exclusion principle):
Three identical quarks cannot form an antisymmetric S-state. In order to realize an antisymmetric orbital S-state, it is necessary for the quark to have an additional quantum number.
Boris Struminsky was a PhD student of Nikolay Bogolyubov. The problem considered in this preprint was suggested by Nikolay Bogolyubov, who advised Boris Struminsky in this research. In the beginning of 1965, Nikolay Bogolyubov, Boris Struminsky and Albert Tavkhelidze wrote a preprint with a more detailed discussion of the additional quark quantum degree of freedom. This work was also presented by Albert Tavkhelidze without obtaining consent of his collaborators for doing so at an international conference in Trieste (Italy), in May 1965.
A similar mysterious situation was with the Δ++ baryon; in the quark model, it is composed of three up quarks with parallel spins. In 1964–65, Oscar W. Greenberg; and Moo-Young Han and Yoichiru Nambu independently resolved the problem by proposing that quarks possess an additional SU(3) gauge degree of freedom, later called color charge. Han and Nambu noted that quarks might interact via an octet of vector gauge bosons: the gluons.
Theory
Some definitions
Every field theory of particle physics is based on certain symmetries of nature whose existence is deduced from observations. These can be
local symmetries, which are the symmetries that act independently at each point in spacetime. Each such symmetry is the basis of a gauge theory and requires the introduction of its own gauge bosons.
global symmetries, which are symmetries whose operations must be simultaneously applied to all points of spacetime.
QCD is a non-abelian gauge theory (or Yang–Mills theory) of the SU(3) gauge group obtained by taking the color charge to define a local symmetry.
Since the strong interaction does not discriminate between different flavors of quark, QCD has approximate flavor symmetry, which is broken by the differing masses of the quarks.
There are additional global symmetries whose definitions require the notion of chirality, discrimination between left and right-handed. If the spin of a particle has a positive projection on its direction of motion then it is called right-handed; otherwise, it is left-handed. Chirality and handedness are not the same, but become approximately equivalent at high energies.
Chiral symmetries involve independent transformations of these two types of particle.
Vector symmetries (also called diagonal symmetries) mean the same transformation is applied on the two chiralities.
Axial symmetries are those in which one transformation is applied on left-handed particles and the inverse on the right-handed particles.
Additional remarks: duality
As mentioned, asymptotic freedom means that at large energy – this corresponds also to short distances – there is practically no interaction between the particles. This is in contrast – more precisely one would say dual– to what one is used to, since usually one connects the absence of interactions with large distances. However, as already mentioned in the original paper of Franz Wegner, a solid state theorist who introduced 1971 simple gauge invariant lattice models, the high-temperature behaviour of the original model, e.g. the strong decay of correlations at large distances, corresponds to the low-temperature behaviour of the (usually ordered!) dual model, namely the asymptotic decay of non-trivial correlations, e.g. short-range deviations from almost perfect arrangements, for short distances. Here, in contrast to Wegner, we have only the dual model, which is that one described in this article.
Symmetry groups
The color group SU(3) corresponds to the local symmetry whose gauging gives rise to QCD. The electric charge labels a representation of the local symmetry group U(1), which is gauged to give QED: this is an abelian group. If one considers a version of QCD with Nf flavors of massless quarks, then there is a global (chiral) flavor symmetry group SUL(Nf) × SUR(Nf) × UB(1) × UA(1). The chiral symmetry is spontaneously broken by the QCD vacuum to the vector (L+R) SUV(Nf) with the formation of a chiral condensate. The vector symmetry, UB(1) corresponds to the baryon number of quarks and is an exact symmetry. The axial symmetry UA(1) is exact in the classical theory, but broken in the quantum theory, an occurrence called an anomaly. Gluon field configurations called instantons are closely related to this anomaly.
There are two different types of SU(3) symmetry: there is the symmetry that acts on the different colors of quarks, and this is an exact gauge symmetry mediated by the gluons, and there is also a flavor symmetry that rotates different flavors of quarks to each other, or flavor SU(3). Flavor SU(3) is an approximate symmetry of the vacuum of QCD, and is not a fundamental symmetry at all. It is an accidental consequence of the small mass of the three lightest quarks.
In the QCD vacuum there are vacuum condensates of all the quarks whose mass is less than the QCD scale. This includes the up and down quarks, and to a lesser extent the strange quark, but not any of the others. The vacuum is symmetric under SU(2) isospin rotations of up and down, and to a lesser extent under rotations of up, down, and strange, or full flavor group SU(3), and the observed particles make isospin and SU(3) multiplets.
The approximate flavor symmetries do have associated gauge bosons, observed particles like the rho and the omega, but these particles are nothing like the gluons and they are not massless. They are emergent gauge bosons in an approximate string description of QCD.
Lagrangian
The dynamics of the quarks and gluons are defined by the quantum chromodynamics Lagrangian. The gauge invariant QCD Lagrangian is
where
ψ
i
(
x
)
{\displaystyle \psi _{i}(x)\,}
is the quark field, a dynamical function of spacetime, in the fundamental representation of the SU(3) gauge group, indexed by
i
{\displaystyle i}
and
j
{\displaystyle j}
running from
1
{\displaystyle 1}
to
3
{\displaystyle 3}
;
ψ
¯
i
{\displaystyle {\bar {\psi }}_{i}\,}
is the Dirac adjoint of
ψ
i
{\displaystyle \psi _{i}\,}
Fields
Quarks are massive spin-1⁄2 fermions that carry a color charge whose gauging is the content of QCD. Quarks are represented by Dirac fields in the fundamental representation 3 of the gauge group SU(3). They also carry electric charge (either −1⁄3 or +2⁄3) and participate in weak interactions as part of weak isospin doublets. They carry global quantum numbers including the baryon number, which is 1⁄3 for each quark, hypercharge and one of the flavor quantum numbers.
Gluons are spin-1 bosons that also carry color charges, since they lie in the adjoint representation 8 of SU(3). They have no electric charge, do not participate in the weak interactions, and have no flavor. They lie in the singlet representation 1 of all these symmetry groups.
Each type of quark has a corresponding antiquark, of which the charge is exactly opposite. They transform in the conjugate representation to quarks, denoted
3
¯
{\displaystyle {\bar {\mathbf {3} }}}
.
Dynamics
According to the rules of quantum field theory, and the associated Feynman diagrams, the above theory gives rise to three basic interactions: a quark may emit (or absorb) a gluon, a gluon may emit (or absorb) a gluon, and two gluons may directly interact. This contrasts with QED, in which only the first kind of interaction occurs, since photons have no charge. Diagrams involving Faddeev–Popov ghosts must be considered too (except in the unitarity gauge).
Area law and confinement
Detailed computations with the above-mentioned Lagrangian show that the effective potential between a quark and its anti-quark in a meson contains a term that increases in proportion to the distance between the quark and anti-quark (
∝
r
{\displaystyle \propto r}
), which represents some kind of "stiffness" of the interaction between the particle and its anti-particle at large distances, similar to the entropic elasticity of a rubber band (see below). This leads to confinement of the quarks to the interior of hadrons, i.e. mesons and nucleons, with typical radii Rc, corresponding to former "Bag models" of the hadrons The order of magnitude of the "bag radius" is 1 fm (= 10−15 m). Moreover, the above-mentioned stiffness is quantitatively related to the so-called "area law" behavior of the expectation value of the Wilson loop product PW of the ordered coupling constants around a closed loop W; i.e.
⟨
P
W
⟩
{\displaystyle \,\langle P_{W}\rangle }
is proportional to the area enclosed by the loop. For this behavior the non-abelian behavior of the gauge group is essential.
Methods
Further analysis of the content of the theory is complicated. Various techniques have been developed to work with QCD. Some of them are discussed briefly below.
Perturbative QCD
This approach is based on asymptotic freedom, which allows perturbation theory to be used accurately in experiments performed at very high energies. Although limited in scope, this approach has resulted in the most precise tests of QCD to date.
Lattice QCD
Among non-perturbative approaches to QCD, the most well established is lattice QCD. This approach uses a discrete set of spacetime points (called the lattice) to reduce the analytically intractable path integrals of the continuum theory to a very difficult numerical computation that is then carried out on supercomputers like the QCDOC, which was constructed for precisely this purpose. While it is a slow and resource-intensive approach, it has wide applicability, giving insight into parts of the theory inaccessible by other means, in particular into the explicit forces acting between quarks and antiquarks in a meson. However, the numerical sign problem makes it difficult to use lattice methods to study QCD at high density and low temperature (e.g. nuclear matter or the interior of neutron stars).
1/N expansion
A well-known approximation scheme, the 1⁄N expansion, starts from the idea that the number of colors is infinite, and makes a series of corrections to account for the fact that it is not. Until now, it has been the source of qualitative insight rather than a method for quantitative predictions. Modern variants include the AdS/CFT approach.
Effective theories
For specific problems, effective theories may be written down that give qualitatively correct results in certain limits. In the best of cases, these may then be obtained as systematic expansions in some parameters of the QCD Lagrangian. One such effective field theory is chiral perturbation theory or ChiPT, which is the QCD effective theory at low energies. More precisely, it is a low energy expansion based on the spontaneous chiral symmetry breaking of QCD, which is an exact symmetry when quark masses are equal to zero, but for the u, d and s quark, which have small mass, it is still a good approximate symmetry. Depending on the number of quarks that are treated as light, one uses either SU(2) ChiPT or SU(3) ChiPT. Other effective theories are heavy quark effective theory (which expands around heavy quark mass near infinity), and soft-collinear effective theory (which expands around large ratios of energy scales). In addition to effective theories, models like the Nambu–Jona-Lasinio model and the chiral model are often used when discussing general features.
QCD sum rules
Based on an Operator product expansion one can derive sets of relations that connect different observables with each other.
Experimental tests
The notion of quark flavors was prompted by the necessity of explaining the properties of hadrons during the development of the quark model. The notion of color was necessitated by the puzzle of the Δ++. This has been dealt with in the section on the history of QCD.
The first evidence for quarks as real constituent elements of hadrons was obtained in deep inelastic scattering experiments at SLAC. The first evidence for gluons came in three-jet events at PETRA.
Several good quantitative tests of perturbative QCD exist:
The running of the QCD coupling as deduced from many observations
Scaling violation in polarized and unpolarized deep inelastic scattering
Vector boson production at colliders (this includes the Drell–Yan process)
Direct photons produced in hadronic collisions
Jet cross sections in colliders
Event shape observables at the LEP
Heavy-quark production in colliders
Quantitative tests of non-perturbative QCD are fewer, because the predictions are harder to make. The best is probably the running of the QCD coupling as probed through lattice computations of heavy-quarkonium spectra. There is a recent claim about the mass of the heavy meson Bc . Other non-perturbative tests are currently at the level of 5% at best. Continuing work on masses and form factors of hadrons and their weak matrix elements are promising candidates for future quantitative tests. The whole subject of quark matter and the quark–gluon plasma is a non-perturbative test bed for QCD that still remains to be properly exploited.
Cross-relations to condensed matter physics
There are unexpected cross-relations to condensed matter physics. For example, the notion of gauge invariance forms the basis of the well-known Mattis spin glasses, which are systems with the usual spin degrees of freedom
s
i
=
±
1
{\displaystyle s_{i}=\pm 1\,}
for i =1,...,N, with the special fixed "random" couplings
J
i
,
k
=
ϵ
i
J
0
ϵ
k
.
{\displaystyle J_{i,k}=\epsilon _{i}\,J_{0}\,\epsilon _{k}\,.}
Here the εi and εk quantities can independently and "randomly" take the values ±1, which corresponds to a most-simple gauge transformation
(
s
i
→
s



