Billings Learned Hand ( LURN-id; January 27, 1872 – August 18, 1961) was an American jurist, lawyer, and judicial philosopher. He served as a federal trial judge on the U.S. District Court for the Southern District of New York from 1909 to 1924 and as a federal appellate judge on the U.S. Court of Appeals for the Second Circuit from 1924 to 1961.
Born and raised in Albany, New York, Hand majored in philosophy at Harvard College and graduated with honors from Harvard Law School. After a relatively undistinguished career as a lawyer in Albany and New York City, he was appointed at the age of 37 as a Manhattan federal district judge in 1909. The profession suited his detached and open-minded temperament, and his decisions soon won him a reputation for craftsmanship and authority. Between 1909 and 1914, under the influence of Herbert Croly's social theories, Hand supported New Nationalism. He ran unsuccessfully as the Progressive Party's candidate for chief judge of the New York Court of Appeals in 1913, but withdrew from active politics shortly afterwards. In 1924, President Calvin Coolidge elevated Hand to the Court of Appeals for the Second Circuit, which he went on to lead as the senior circuit judge (later retitled chief judge) from 1939 until his semi-retirement in 1951. Scholars have recognized the Second Circuit under Hand as one of the finest appeals courts in American history. Friends and admirers often lobbied for Hand's promotion to the Supreme Court, but circumstances and his political past conspired against his appointment.
Hand's writings are admired as legal literature. He rose to fame outside the legal profession in 1944 during World War II after giving a short address in Central Park that struck a popular chord in its appeal for tolerance. During a period when a hysterical fear of subversion divided the nation, Hand was viewed as a liberal defender of civil liberties. A collection of Hand's papers and addresses, published in 1952 as The Spirit of Liberty, sold well and won him new admirers. Even after he criticized the civil-rights activism of the Warren Court, Hand retained his popularity.
Hand is also remembered as a pioneer of modern approaches to statutory interpretation. His decisions in specialist fields—such as patents, torts, admiralty law, and antitrust law—set lasting standards for craftsmanship and clarity. On constitutional matters, he was both a political progressive and an advocate of judicial restraint. He believed in the protection of free speech and in bold legislation to address social and economic problems. He argued that the United States Constitution does not empower courts to overrule the legislation of elected bodies except in extreme circumstances. Instead, he advocated the "combination of toleration and imagination that to me is the epitome of all good government". As of 2004, Hand had been quoted more often by legal scholars and by the Supreme Court of the United States than any other lower-court judge.
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Early life
Billings Learned Hand was born on January 27, 1872, in Albany, New York, the second and last child of Samuel Hand (1833–1886) and Lydia Hand (née Learned). His mother's family traditionally used surnames as given names; Hand was named for a maternal uncle and a grandfather, both named Billings Peck Learned. The Hands were a prominent family with a tradition of activism in the Democratic Party. Hand grew up in comfortable circumstances. The family had an "almost hereditary" attachment to the legal profession and has been described as "the most distinguished legal family in northern New York".Samuel Hand was an appellate lawyer, who had risen rapidly through the ranks of an Albany-based law firm in the 1860s and, by age 32, was the firm's leading lawyer. In 1878, he became the leader of the appellate bar and argued cases before the New York Court of Appeals in "greater number and importance than those argued by any other lawyer in New York during the same period". Samuel Hand was a distant, intimidating figure to his son; Learned Hand later described the relationship with his father as "not really intimate". Samuel Hand died from cancer when Learned was 14. Learned's mother thereafter promoted an idealized memory of her husband's professional success, intellectual abilities, and parental perfection, placing considerable pressure on her son.
Lydia Hand was an involved and protective mother who had been influenced by a Calvinist aunt as a child; she passed on a strong sense of duty and guilt to her only son. Learned Hand eventually came to understand the influences of his parents as formative. After his father's death, he looked to religion to help him cope, writing to his cousin Augustus Noble Hand: "If you could imagine one half the comfort my religion has given to me in this terrible loss, you would see that Christ never forsakes those who cling to him." The depth of Hand's early religious convictions was in sharp contrast to his later agnosticism.
Hand was beset by anxieties and self-doubt throughout his life, including night terrors as a child. He later admitted he was "very undecided, always have been—a very insecure person, very fearful; morbidly fearful". Especially after his father's death, he grew up surrounded by doting women—his mother, his aunt, and his sister Lydia (Lily), eight years his elder. Hand struggled with his name during his childhood and adulthood, worried that "Billings" and "Learned" were not sufficiently masculine. While working as a lawyer in 1899, he ceased using the name "Billings"—calling it "pompous"—and ultimately took on the nickname "B".
Harvard
Hand enrolled at Harvard College in 1889, initially focusing on classical studies and mathematics as advised by his late father. At the end of his sophomore year, he changed direction. He embarked on courses in philosophy and economics, studying under the eminent and inspirational philosophers William James, Josiah Royce and George Santayana.
At first, Hand found Harvard a difficult social environment. He was not selected for any of the social clubs that dominated campus life, and he felt this exclusion keenly. He was equally unsuccessful with the Glee Club and the football team; for a time he rowed as a substitute for the rowing club. He later described himself as a "serious boy", a hard worker who did not smoke, drink, or consort with prostitutes. He mixed more in his sophomore and senior years. He became a member of the Hasty Pudding Club and appeared as a blond-wigged chorus girl in the 1892 student musical. He was also elected president of The Harvard Advocate, a student literary magazine.
Hand's studious ways resulted in his election to Phi Beta Kappa, an elite society of scholarly students. He graduated with highest honors, was awarded an Artium Magister degree as well as an Artium Baccalaureus degree, and was chosen by his classmates to deliver the Class Day oration at the 1893 commencement. Family tradition and expectation suggested that he would study law after graduation. For a while, he seriously considered post-graduate work in philosophy, but he received no encouragement from his family or philosophy professors. Doubting himself, he "drifted" toward law.
Hand's three years at Harvard Law School were intellectually and socially stimulating. In his second year, he moved into a boarding house with a group of fellow law students who were to become close friends. They studied hard and enjoyed discussing philosophy and literature and telling bawdy tales. Hand's learned reputation proved less of a hindrance at law school than it had as an undergraduate. He was elected to the Pow-Wow Club, in which law students practiced their skills in moot courts. He was also chosen as an editor of the Harvard Law Review, although he resigned in 1894 because it took too much time from his studies.
During the 1890s, Harvard Law School was pioneering the casebook method of teaching introduced by Dean Christopher Langdell. Apart from Langdell, Hand's professors included Samuel Williston, John Chipman Gray, and James Barr Ames. Hand preferred those teachers who valued common sense and fairness, and ventured beyond casebook study into the philosophy of law. His favorite professor was James Bradley Thayer, who taught him evidence in his second year and constitutional law in his third. A man of broad interests, Thayer became a major influence on Hand's jurisprudence. He emphasized the law's historical and human dimensions rather than its certainties and extremes. He stressed the need for courts to exercise judicial restraint in deciding social issues.
Albany legal practice
Hand graduated from Harvard Law School with a Bachelor of Laws in 1896 at the age of 24. He returned to Albany to live with his mother and aunt and started work for the law firm in which an uncle, Matthew Hale, was a partner. Hale's unexpected death a few months later obliged Hand to move to a new firm, but, by 1899, he had become a partner. He had difficulty attracting his own clients and found the work trivial and dull. Much of his time was spent researching and writing briefs, with few opportunities for the appellate work he preferred. His early courtroom appearances, when they came, were frequently difficult, sapping his fragile self-confidence. He began to fear that he lacked the ability to think on his feet in court.
For two years, Hand tried to succeed as a lawyer by force of will, giving all his time to the practice. By 1900, he was deeply dissatisfied with his progress. For intellectual stimulation, he increasingly looked outside his daily work. He wrote scholarly articles, taught part-time at Albany Law School, and joined a lawyers' discussion group in New York City. He also developed an interest in politics.
Hand came from a line of loyal Democrats, but in 1898 he voted for Republican Theodore Roosevelt as governor of New York. Though he deplored Roosevelt's role in the "militant imperialism" of the Spanish–American War, he approved of the "amorphous mixture of socialism and laisser faire [sic]" in Roosevelt's campaign speeches. Hand caused further family controversy by registering as a Republican for the presidential election of 1900. Life and work in Albany no longer fulfilled him; he began applying for jobs in New York City, despite family pressure against moving.
Marriage and New York
After reaching the age of 30 without developing a serious interest in a woman, Hand thought he was destined for bachelorhood. But, during a 1901 summer holiday in the Québec resort of La Malbaie, he met 25-year-old Frances Fincke, a graduate of Bryn Mawr College. Though indecisive in most matters, he waited only a few weeks before proposing. The more cautious Fincke postponed her answer for almost a year, while Hand wrote to and occasionally saw her. He also began to look more seriously for work in New York City. The next summer, both Hand and Fincke returned to La Malbaie, and at the end of August 1902, they became engaged and kissed for the first time. They married on December 6, 1902, shortly after Hand had accepted a post with the Manhattan law firm of Zabriskie, Burrill & Murray. The couple had three daughters: Mary Deshon (born 1905), Frances (born 1907), and Constance (born 1909). Hand proved an anxious husband and father. He corresponded regularly with his doctor brother-in-law about initial difficulties in conceiving and about his children's illnesses. He survived pneumonia in February 1905, taking months to recover.
The family at first spent summers in Mount Kisco, with Hand commuting on the weekends. After 1910, they rented summer homes in Cornish, New Hampshire, a writers' and artists' colony with a stimulating social scene. The Hands bought a house there in 1919, which they called "Low Court". As Cornish was a nine-hour train journey from New York, the couple were separated for long periods. Hand could join the family only for vacations. The Hands became friends of the popular artist Maxfield Parrish, who lived in nearby Plainfield. The Misses Hand posed for some of his paintings.
The Hands also became close friends of Cornish resident Louis Dow, a Dartmouth College professor. Frances Hand spent increasing amounts of time with Dow while her husband was in New York, and tension crept into the marriage. Despite speculation, there is no evidence that she and Dow were lovers. Hand regretted Frances' long absences and urged her to spend more time with him, but he maintained an enduring friendship with Dow. He blamed himself for a lack of insight into his wife's needs in the early years of the marriage, confessing his "blindness and insensibility to what you wanted and to your right to your own ways when they differed from mine". Fearing he might otherwise lose her altogether, Hand came to accept Frances' desire to spend time in the country with another man.
While staying in Cornish in 1908, Hand began a close friendship with the political commentator and philosopher Herbert Croly. At the time, Croly was writing his influential book The Promise of American Life, in which he advocated a program of democratic and egalitarian reform under a national government with increased powers. When the book was published in November 1909, Hand sent copies to friends and acquaintances, including former president Theodore Roosevelt. Croly's ideas had a powerful effect on Roosevelt's politics, influencing his advocacy of New Nationalism and the development of Progressivism.
Federal judge
Hand served as a United States district judge in the Southern District of New York from 1909 to 1924. He dealt with fields of common law, including torts, contracts, and copyright, and admiralty law. His unfamiliarity with some of these specialties, along with his limited courtroom experience, caused him anxiety at first. Most of Hand's early cases concerned bankruptcy issues, which he found tiresome, and patent law, which fascinated him.
Hand made some important decisions in the area of free speech. A frequently cited 1913 decision is United States v. Kennerley, an obscenity case concerning Daniel Carson Goodman's Hagar Revelly, a social-hygiene novel about the "wiles of vice," which had caught the attention of the New York Society for the Suppression of Vice. Hand allowed the case to go forward on the basis of the Hicklin test, which stemmed back to a seminal English decision of 1868, Regina v. Hicklin. In his opinion, Hand recommended updating the law, arguing that the obscenity rule should not simply protect the most susceptible readers but should reflect community standards:
It seems hardly likely that we are even to-day so lukewarm in our interest in letters or serious discussion as to be content to reduce our treatment of sex to the standard of a child's library in the supposed interest of a salacious few, or that shame will for long prevent us from adequate portrayal of some of the most serious and beautiful sides of human nature.Hand was politically active in the cause of New Nationalism. With reservations, in 1911 he supported Theodore Roosevelt's return to national politics. He approved of the ex-president's plans to legislate on behalf of the underprivileged and to control corporations, as well as of his campaign against the abuse of judicial power. Hand sought to influence Roosevelt's views on these subjects, both in person and in print, and wrote articles for Roosevelt's magazine, The Outlook. His hopes of swaying Roosevelt were often dashed. Roosevelt's poor grasp of legal issues particularly exasperated Hand.
Despite overwhelming support for Roosevelt in the primaries and polls, the Republicans renominated the incumbent President Taft. A furious Roosevelt bolted from the party to form the Progressive Party, nicknamed the "Bull Moose" movement. Most Republican progressives followed him, including Hand. The splitting of the Republican vote harmed both Roosevelt's and Taft's chances of winning the 1912 presidential election. As Hand expected, Roosevelt lost to the Democratic Party's Woodrow Wilson, though he polled more votes than Taft.
Between the wars
The next Second Circuit vacancy arose in 1921, but with the conservative Warren G. Harding administration in power, Hand did not put himself forward. Nonetheless, Hand's reputation was such that by 1923, Justice Holmes wanted him on the Supreme Court, and in 1924 Harding's successor, Calvin Coolidge, appointed Hand to the Second Circuit. It was a sign of Hand's increased stature that figures such as Coolidge and Chief Justice William Howard Taft now endorsed him. Coolidge sought to add new blood to a senior judiciary that was seen as corrupt and inefficient. In 1926 and 1927, the Second Circuit was strengthened by the appointments of Thomas Walter Swan and Hand's cousin Augustus Noble Hand.
After the demise of the Progressive Party, Hand had withdrawn from party politics. He committed himself to public impartiality, despite his strong views on political issues. He remained a strong supporter of freedom of speech, and any sign of the "merry sport of Red-baiting" troubled him. In 1920, for example, he wrote in support of New York Governor Al Smith's veto of the anti-sedition Lusk Bills. The New York Assembly had approved these bills in a move to bar five elected Socialist Party legislators from taking their seats. In 1922, Hand privately objected to a proposed limit on the number of Jewish students admitted to Harvard College. "If we are to have in this country racial divisions like those in Europe," he wrote, "let us close up shop now".
In public, Hand discussed issues of democracy, free speech, and toleration only in general terms. This discretion, plus a series of impressive speaking engagements, won him the respect of legal scholars and journalists, and by 1930 he was viewed as a serious candidate for a seat on the Supreme Court. His friend Felix Frankfurter, then a Harvard Law School professor, was among those lobbying hard for Hand's appointment. President Herbert Hoover chose to bypass him, possibly for political reasons, and appointed Charles Evans Hughes, who had previously served on the Court for six years before resigning to become the Republican nominee for President in 1916, as Chief Justice. With Hughes and another New Yorker, Harlan Fiske Stone, on the Court, the promotion of a third New Yorker was then seen as impossible.
Hand had voted for Hoover in 1928, and he did so again in 1932; but in 1936, he voted for the Democrats and Franklin D. Roosevelt as a reaction to the economic and social turmoil that followed the Wall Street Crash of 1929. With the Great Depression setting in, Hand favored a policy of interventionist central government. He came to accept Frankfurter's view that redistribution of wealth was essential for economic recovery. Hoover resisted this approach, favoring individualism and free enterprise. Roosevelt, on the other hand, promised the voters a New Deal. They elected him on a platform of strong executive leadership and radical economic reform. Hand voted for Roosevelt again in 1940 and 1944, but he remained vigilant on the constitutional dangers of big government. Like others, including Walter Lippmann, he sensed the dictatorial potential of New Deal policies. He had no hesitation in condemning Roosevelt's 1937 bill to expand the Supreme Court and pack it with New Dealers.
World War II
When war broke out in Europe in 1939, Learned Hand adopted an anti-isolationist stance. He rarely spoke out publicly, not only because of his position but because he thought bellicosity unseemly in an old man. In February 1939, he became his court's senior circuit leader (in effect, chief judge, although the title was not created until 1948). In this post, Hand succeeded Martin Manton, who had resigned after corruption allegations that later led to Manton's criminal conviction for bribery. Not an admirer of Manton, Hand nonetheless testified at his trial that he had never noticed any corrupt behavior in his predecessor. Having sat in two cases in which Manton accepted bribes, Hand worried for years afterward that he should have detected his colleague's corruption.
Hand still regarded his main job as judging. As circuit leader, he sought to free himself and his judges from too great an administrative burden. He concentrated on maintaining good relations with his fellow judges and on cleansing the court of patronage appointments. Despite the Manton case and constant friction between two of the court's judges, Charles Edward Clark and Jerome Frank, the Second Circuit under Hand earned a reputation as one of the best appeal courts in the country's history.
In 1942, Hand's friends once again lobbied for him to fill a Supreme Court vacancy, but Roosevelt did not appoint him. The president gave age as the reason, but philosophical differences with Hand may also have played a part. Another explanation lies in one of Justice William O. Douglas's autobiographies, where Douglas states that, despite Roosevelt's belief that Hand was the best person for the job, Roosevelt had been offended by the pressure Justice Felix Frankfurter placed on the president during a vigorous letter-writing campaign on Hand's behalf. D.C. circuit judge Wiley Blount Rutledge, whom Roosevelt appointed, died in 1949, while Hand lived until 1961. In a February 1944 correspondence with Frankfurter, Hand expressed a low opinion of Roosevelt's new appointees, referring to Justice Hugo Black, Justice Douglas, and Justice Frank Murphy as "Hillbilly Hugo, Good Old Bill, and Jesus lover of my Soul". Deeply disappointed at the time, Hand later regretted his ambition: "It was the importance, the power, the trappings of the God damn thing that really drew me on."
Hand was relieved when the United States entered the war in December 1941. He felt free to participate in organizations and initiatives connected with the war effort, and was particularly committed to programs in support of Greece and Russia. He backed Roosevelt for the 1944 election, partly because he feared a return to isolationism and the prolonging of the wartime erosion of civil liberties. In 1943, the House Un-American Activities Committee or "Dies Committee", for example, had aroused his fears with an investigation into "subversive activities" by government workers. Hand's contemporary at Harvard College, Robert Morss Lovett, was one of those accused, and Hand spoke out on his behalf. As the end of the war approached, there was much talk of international peace organizations and courts to prevent future conflict, but Hand was skeptical. He also condemned the Nuremberg war-crimes trials, which he saw as motivated by vengeance; he did not believe that "aggressive war" could be construed as a crime. "The difference between vengeance and justice," he wrote later, "is that justice must apply to all."
Postwar years
Learned Hand's 75th birthday in 1947 was much celebrated in the press and in legal circles. C. C. Burlingham, Hand's former sponsor, for example, called him "now unquestionably the first among American judges". Hand remained modest in the face of such acclaim. He continued to work as before, combining his role as presiding judge of the Second Circuit with his engagement in political issues. In 1947, he voiced his opposition to a proposed "group libel" statute that would have banned defamation of racial or minority groups. He argued that such a law would imply that intolerance could base itself upon evidence. The effect of the proposed prosecutions, he said, would be "rather to exacerbate than to assuage the feelings which lie behind the defamation of groups".
The Cold War and McCarthyism
In the postwar period, Hand shared the dismay of his compatriots about Stalinism and the onset of the Cold War. At the same time, he was sensitive to the domestic problems created by what he saw as a hysterical fear of international Communism. Already in 1947, he noted that "the frantic witch hunters are given free rein to set up a sort of Inquisition, detecting heresy wherever non-conformity appears". He was distressed by the crusade against domestic subversion that had become part of American public life after the war.
Hand particularly despised the anti-Communist campaign of Senator Joseph McCarthy that began in 1950 and which became known as McCarthyism. Though Hand expressed his horror of McCarthyism privately, he hesitated to do so publicly because cases arising from it were likely to come before his court.
During this period, Hand took part in three cases that posed a particular challenge to his impartiality on Cold War issues: United States v. Coplon, Dennis v. United States, and United States v. Remington.
Department of Justice worker Judith Coplon had been sentenced to 15 years in prison for stealing and attempting to pass on defense information. In 1950, her appeal came before a Second Circuit panel that included Learned Hand. It rested on her claim that her rights under the Fourth Amendment had been infringed by a warrantless search, and that details of illegal wiretaps had not been fully disclosed at trial. Although Hand was unambiguous in his view Coplon had been guilty of the charges against her, he nonetheless rejected the trial judge's conclusion that a warrantless arrest had been justified. He ruled therefore that papers seized during the arrest had been inadmissible as evidence. The trial judge's failure to disclose all the wiretap records, Hand concluded, necessitated a reversal of Coplon's conviction. In his opinion, Hand wrote: "[F]ew weapons in the arsenal of freedom are more useful than the power to compel a government to disclose the evidence on which it seeks to forfeit the liberty of its citizens." Hand received hate mail after this decision.
Hand's position in the 1950 case Dennis v. United States contrasted sharply with his Coplon opinion. In Dennis, Hand affirmed the convictions under the 1940 Smith Act of eleven leaders of the Communist Party of the United States for subversion. He ruled that calls for the violent overthrow of the American government posed enough of a "probable danger" to justify the invasion of free speech. After the ruling, he was attacked from the other political direction for appearing to side with McCarthyism.
Semi-retirement and death
In 1951, Hand retired from "regular active service" as a federal judge. Hand was the last federal judge in active service originally appointed to the bench by President Taft. He assumed senior status, a form of semi-retirement, and continued to sit on the bench, with a considerable workload. The following year, he published The Spirit of Liberty, a collection of papers and addresses that neither he nor publisher Alfred A. Knopf expected to make a profit. In fact, the book earned admiring reviews, sold well, and made Hand more widely known. A 1958 paperback edition sold even better, though Hand always refused royalties from material he never intended for publication.
Louis Dow had died in 1944, with Frances Hand at his side. The Hands' marriage then entered its final, happiest phase, in which they rediscovered their first love. He was convinced that his wife had rescued him from a life as a "melancholic, a failure [because] I should have thought myself so, and probably single and hopelessly hypochondriac".
Former law clerks have provided intimate details of Hand's character during the last decade of his life. Legal philosopher Ronald Dworkin recalls that Hand, scrupulous about the public economy, used to turn out the lights in all the offices at the end of each day. For the same reason, he refused Dworkin the customary month's paid vacation at the end of his service. Shortly afterward, to Dworkin's surprise, Hand wrote him a personal check for an extra month's pay as a wedding present. Hand was known for his explosive temper. Gunther remembers him throwing a paperweight in his direction which narrowly missed. Hand had a habit of turning his seat 180° on lawyers whose arguments annoyed him, and he could be bitingly sarcastic. In a typical memo, he wrote, "This is the most miserable of cases, but we must dispose of it as though it had been presented by actual lawyers." Despite such outbursts, Hand was deeply insecure throughout his life, as he fully recognized. In his 80s, he still fretted about his rejection by the elite social clubs at Harvard College.
Learned Hand remained in good physical and mental condition for most of the last decade of his life. In 1958, he gave the Holmes Lectures at Harvard Law School. These lectures proved to be Hand's last major critique of judicial activism, a position he had first taken up in 1908 with his attack on the Lochner ruling. They included a controversial attack on the Warren Court's 1954 decision in Brown v. Board of Education, which in Hand's opinion had exceeded its powers by overruling Jim Crow segregation laws. His views were widely criticized as reactionary and unfortunate, with most deploring the fact that they might encourage segregationists who opposed libertarian judicial rulings. Published as The Bill of Rights, the lectures nevertheless became a national bestseller.
Philosophy
Hand's study of philosophy at Harvard left a lasting imprint on his thought. As a student, he lost his faith in God, and from that point on he became a skeptic. Hand's view of the world has been identified as relativistic; in the words of scholar Kathryn Griffith, "[i]t was his devotion to a concept of relative values that prompted him to question opinions of the Supreme Court which appeared to place one value absolutely above the others, whether the value was that of individual freedom or equality or the protection of young people from obscene literature." Hand instead sought objective standards in constitutional law, most famously in obscenity and civil liberties cases. He saw the Constitution and the law as compromises to resolve conflicting interests, possessing no moral force of their own. This denial that any divine or natural rights are embodied in the Constitution led Hand to a positivistic view of the Bill of Rights. In this approach, provisions of the Constitution, such as freedom of press, freedom of speech, and equal protection, should be interpreted through their wording and in the light of historical analysis rather than as "guides on concrete occasions". For Hand, moral values were a product of their times and a matter of taste.
Hand's civil instincts were at odds with the duty of a judge to stay aloof from politics. As a judge he respected even bad laws; as a member of society he felt free to question the decisions behind legislation. In his opinion, members of a democratic society should be involved in legislative decision-making. He therefore regarded toleration as a prerequisite of civil liberty. In practice, this even meant that those who wish to promote ideas repugnant to the majority should be free to do so, within broad limits.
Hand's skepticism extended to his political philosophy, once describing himself as "a conservative among liberals, and a liberal among conservatives". As early as 1898, he rejected his family's Jeffersonian Democratic tradition. His thoughts on liberty, collected in The Spirit of Liberty (1952), began by recalling the political philosophies of Thomas Jefferson and Alexander Hamilton. Jefferson believed that each individual has a right to freedom, and that government, though necessary, threatens that freedom. In contrast, Hamilton argued that freedom depends on government: too much freedom leads to anarchy and the tyranny of the mob. Hand, who believed, following Thomas Hobbes, that the rule of law is the only alternative to the rule of brutality, leaned towards Hamilton. Since the freedom granted to the American pioneers was no longer feasible, he accepted that individual liberty should be moderated by society's norms. He nevertheless saw the liberty to create and to choose as vital to peoples' humanity and entitled to legal protection. He assumed the goal of human beings to be the "good life", defined as each individual chooses.
Jurisprudence
Hand has been called one of the United States' most significant judicial philosophers. A leading advocate of judicial restraint, he took seriously Alexander Hamilton's formulation that "the judiciary ... may truly be said to have neither force nor will, but merely judgement." Any judicial ruling that had the effect of legislating from the bench troubled Hand. In 1908, in his article "Due Process of Law and the Eight-Hour Day", he attacked the 1905 Supreme Court ruling in Lochner v. New York, which had struck down a law prohibiting bakery staff from working more than ten hours a day. The Supreme Court went on to strike down a series of similar worker-protective laws on the grounds that they restricted freedom of contract. Hand regarded this principle as undemocratic. "For the state to intervene", he argued, "to make more just and equal the relative strategic advantages of the two parties to the contract, of whom one is under the pressure of absolute want, while the other is not, is as proper a legislative function as that it should neutralize the relative advantages arising from fraudulent cunning or from superior force."
The issue concerned Hand again during the New Deal period, when the Supreme Court repeatedly overturned or blocked Franklin D. Roosevelt's legislation. As an instinctive democrat, Hand was appalled that an elected government should have its laws struck down in this way. He viewed it as a judicial "usurpation" for the Supreme Court to assume the role of a third chamber in these cases. As far as he was concerned, the Constitution already provided a full set of checks and balances on legislation. Nevertheless, Hand did not hesitate to condemn Roosevelt's frustrated attempt to pack the Supreme Court in 1937, which led commentators to warn of totalitarianism. The answer, for Hand, lay in the separation of powers: courts should be independent and act on the legislation of elected governments.
Hand's democratic respect for legislation meant that he hardly ever struck down a law. Whenever his decisions went against the government, he based them only on the boundaries of law in particular cases. He adhered to the doctrine of presumptive validity, which assumes that legislators know what they are doing when they pass a law. Even when a law was uncongenial to him, or when it seemed contradictory, Hand set himself to interpret the legislative intent. Sometimes he was obliged to draw the line between federal and state laws, as in United States v. Schechter Poultry. In this important case, he ruled that a New Deal law on working conditions did not apply to a New York poultry firm that conducted its business only within the state. Hand wrote in his opinion: "It is always a serious thing to declare any act of Congress unconstitutional, and especially in a case where it is part of a comprehensive plan for the rehabilitation of the nation as a whole. With the wisdom of that plan we have nothing whatever to do ..."
Influence
Hand authored approximately 4,000 judicial opinions during his career. Admired for their clarity and analytic precision, they have been quoted more often in Supreme Court opinions and by legal scholars than those of any other lower-court judge. Both Hand's dissent in United States v. Kennerley and his ruling in United States v. Levine have often been cited in obscenity cases. Hand's view that literary works should be judged as a whole and in relation to their intended readership is now accepted in American law. His use of historical data to gauge legislative intent has become a widespread practice. According to Archibald Cox: "The opinions of Judge Hand have had significant influence both in breaking down the restrictions imposed by the dry literalism of conservative tradition and in showing how to use with sympathetic understanding the information afforded by the legislative and administrative processes." Hand's decision in the 1917 Masses case influenced Zechariah Chafee's widely read book, Freedom of Speech (1920). In his dedication, Chafee wrote, "[Hand] during the turmoil of war courageously maintained the traditions of English-speaking freedom and gave it new clearness and strength for the wiser years to come."
Learned Hand played a key role in the interpretation of new federal crime laws in the period following the passing of the U.S. Criminal Code in 1909. In a series of judicial opinions and speeches, he opposed excessive concern for criminal defendants, and wrote "Our dangers do not lie in too little tenderness to the accused. Our procedure has always been haunted by the ghost of the innocent man convicted. ... What we need to fear is the archaic formalism and watery sentiment that obstructs, delays and defeats the prosecution of crime." He insisted that harmless trial errors should not automatically lead to a reversal on appeal. Hand balanced these views with important decisions to protect a defendant's constitutional rights concerning unreasonable searches, forced confessions and cumulative sentences.
His opinions have also proved lasting in fields of commercial law. Law students studying torts often encounter Hand's 1947 decision for United States v. Carroll Towing Co., which provided the Hand formula for determining liability in cases of negligence. Hand's interpretations of complex Internal Revenue Codes, which he called "a thicket of verbiage", have been used as guides in the gray area between individual and corporate taxes. In an opinion sometimes seen as condoning tax avoidance, Hand stated in 1947 that "there is nothing sinister in so arranging one's affairs as to keep taxes as low as possible". He was referring to reporting of individual income through corporate tax forms for legitimate business reasons. In tax decisions, as in all statutory cases, Hand studied the intent of the original legislation. His opinions became a valuable guide to tax administrators. Hand's landmark decision in United States v. Aluminum Company of America in 1945 influenced the development of antitrust law. His decisions in patent, copyright, and admiralty cases have contributed to the development of law in those fields.
Selected works
Hand, Learned (1941), Liberty, Stamford, Connecticut: Overbrook, OCLC 2413475.
Hand, Learned (1952), Dilliard, Irving (ed.), The Spirit of Liberty: Papers and Addresses of Learned Hand, New York: Knopf, OCLC 513793.
Hand, Learned (1958), The Bill of Rights, Oliver Wendell Holmes Lectures, Cambridge, Massachusetts: Harvard University Press, OCLC 418364.
Hand, Learned (1968), Shanks, Hershel (ed.), The Art and Craft of Judging: The Decisions of Judge Learned Hand, New York: Macmillan, OCLC 436539.
