Organization

United States Securities and Exchange Commission

11 members

What's driving coverage of United States Securities and Exchange Commission right now?

11 memberscoverage spread: L35/C35/R30

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Finance
Ex-BofA banker charged in $18.5M insider trading
The Securities and Exchange Commission has charged former Bank of America bankers Jason Satsky and Gavin Wolfe with insider trading tied to South Jersey Industries’ $8.1 billion takeover announced in February 2022, with Wolfe alleged to have earned about $18.5 million from trading about 2.2 million shares. The SDNY case, docket 1:26-cv-07132, details prior communications and social meetings around the deal, lists multiple relief defendants, and notes Satsky’s termination by Bank of America in 2025 as the investigation continues; both defendants deny the allegations.
8 sources
Photo: Independent Journal Review
Reporting
Biden’s SEC Chair Gary Gensler Wiped Phone While Probing Wall Street’s Deleted Texts
Former Securities and Exchange Commission (SEC) Chairman Gary Gensler wiped his government cellphone of official text messages even as he oversaw a wide-reaching, years-long probe into Wall Street for deleted text…
1 source

United States Securities and Exchange Commission

11 members

What's driving coverage of United States Securities and Exchange Commission right now?

11 memberscoverage spread: L35/C35/R30

Comments

Ask this entity anything:

Free account · your comment posts right after signup

Overview

The United States Securities and Exchange Commission (SEC) is a quasi independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. Its primary purpose is to enforce laws against market manipulation.

Photo: Jem Photography / Wikimedia Commons (Pexels)

Business

Tricolor Executives Face SEC Fraud Suit

The SEC has charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, former Tricolor Holdings executives, with defrauding investors by double-pledging and fabricating auto-loan receivables in more than $1.9 billion in asset-backed securities as the company collapsed into bankruptcy in 2025. A civil suit accompanies parallel criminal indictments, with regulators alleging falsified loan data and misleading statements to investors and seeking penalties, disgorgement, and cooperation in investigations.

7 sources

Photo: Independent Journal Review

Reporting

JetBlue Says Jet Fuel Will Get Even More Expensive As Iran War Continues

JetBlue hiked its second-quarter forecast for jet fuel prices on Monday amid the Strait of Hormuz’ continued closure, Reuters reported. The airline’s June 1 Securities and Exchange Commission ( SEC ) filing notes that…

1 source

Business

Oak Expands New Positions Across Several Stocks

Oak Associates Ltd. OH disclosed new positions in APA, Insight Enterprises, Pegasystems, and Adobe during the first quarter, while trimming its stake in Advanced Energy Industries, signaling a broad shift toward software and technology equities alongside selective reductions in energy-related stocks.

20 sources

Business

Inceptionr LLC broadens investments across Nike, Visa

Inceptionr LLC disclosed new Q1 stakes in Nike, Visa, Pentair, Truist Financial and NVR, with invested amounts ranging from about $1.3 million to $1.97 million per position. The filings show the fund adding these five new holdings amid broader institutional activity in each company.

118 sources